我国医疗标准及规范中真实世界数据治理要求及技术要点

Requirements and Technical Aspects of Real world Data Governance in China's Medical Standards and Specifications

  • 摘要:
    目的 调查我国医疗标准、规范中关于真实世界数据(real world data,RWD)的治理要求,总结数据治理技术要点,为开展RWD治理工作的相关研究提供参考。
    方法 计算机检索中国知网(CNKI)、万方数据知识服务平台(Wanfang Data)、维普网(VIP)、中国生物医学文献数据库(SinoMed)以及国内29家医学一级学会官网、全国标准信息公共服务平台,检索时限为建库至2023年12月12日。制定资料提取表,根据国家药品监督管理局发布的《用于产生真实世界证据的真实世界数据指导原则(试行)》中RWD治理前6个环节(数据安全、数据提取、数据清洗、数据转化、数据传输与存储、质量控制)对纳入的标准、规范进行分类,并对数据治理相关内容进行汇总和比较分析。
    结果 共纳入标准、规范32部,其中医疗基础类数据标准15部,数据治理技术规范17部;涉及数据安全6部、数据提取6部、数据清洗5部、数据转化5部、数据传输与存储6部、质量控制4部。医疗基础类数据标准包含数据描述元素信息、术语、格式标准,整体覆盖了关键数据要素,能基本满足数据标准化的需求。数据治理技术规范主要为普适性医疗数据规范,内容以治理工作的要求与指导性建议为主,数据安全和提取方面的要求和方法相对明确,然而在数据转化和质量控制方面的规范技术指导较为有限,数据清洗、传输和存储环节则缺乏明确的实施路径。
    结论 随着真实世界证据在医疗卫生决策中的作用不断增强,我国医疗标准及规范中RWD治理框架逐渐清晰,然而,RWD的治理在技术细节和实施方面仍需完善。

     

    Abstract:
    Objective To investigate the governance requirements for real world data (RWD) in China's medical standards and specifications, summarize key technical aspects of data governance, and provide references for RWD governance-related research.
    Methods Computerized searches were conducted in CNKI, Wanfang Data, VIP, and SinoMed, as well as the official websites of 29 national medical societies and the National Standard Information Public Service Platform, covering all records from inception to December 12, 2023. A data extraction form was developed, and the included standards and specifications were categorized according to the first six RWD governance processes outlined in the Guidelines for Real World Data Used to Generate Real-World Evidence (Trial) issued by the National Medical Products Administration: data security, data extraction, data cleaning, data transformation, data transmission and storage, and quality control. Relevant content on data governance was systematically summarized and comparatively analyzed.
    Results A total of 32 standards and specifications were included, comprising 15 foundational medical data standards and 17 data governance technical specifications. Among these, 6 addressed data security, 6 covered data extraction, 5 focused on data cleaning, 5 involved data transformation, 6 pertained to data transmission and storage, and 4 discussed quality control. Foundational medical data standards included data description elements, terminology, and format standards, broadly covering essential data elements and meeting basic standardization needs. Data governance technical specifications primarily provided general guidelines for medical data governance, emphasizing requirements and recommendations. While requirements for data security and extraction were relatively well-defined, technical guidance on data transformation and quality control remained limited, and implementation pathways for data cleaning, transmission, and storage were insufficiently detailed.
    Conclusions As real-world evidence plays an increasingly critical role in healthcare decision-making, China's medical standards and specifications have established a preliminary governance framework for RWD. However, technical details and practical implementation of RWD governance still require further refinement.

     

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